Compliance assistant

RLGC Smart
Insights

Ask a regulatory question in plain language and get a clear, grounded answer in seconds: definitions, summaries and first-step guidance on UAE and international frameworks, drawn from RegLex’s own knowledge base.

Instant Regulatory Definitions

Plain-language explanations of frameworks, obligations and terminology across UAE and international regimes.

Risk Identification Support

Surface the exposures and obligations that apply to your activity before they become findings.

Coverage

What the engine knows

UAE federal framework

AML/CFT/CPF under Federal Decree-Law No. 10 of 2025, beneficial ownership rules, the Commercial Companies Law, Corporate Tax and VAT.

Regulators & free zones

CBUAE, CMA, DFSA in the DIFC, FSRA in ADGM, VARA and the Ministry of Economy and Tourism for DNFBPs.

Compliance operations

EWRA methodology, CDD and EDD, sanctions screening, transaction monitoring, goAML reporting, independent audit and training obligations.

Sector-specific rules

Real estate REAR filings, precious metals DPMSR thresholds, virtual assets and the travel rule, and fintech licensing routes.

Governance

Director duties and liability, board oversight expectations, three lines of defence and delegation of authority.

RegLex services

What each of our ten services covers, how engagements run and who to speak to.

How Smart Insights works

Smart Insights answers from a curated RegLex knowledge base first, so responses stay grounded in the frameworks we actually practise in. Where a question needs judgement, it hands you to a person rather than guessing.

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Pick a starter topic or type your own question in plain language.

02

Get a grounded answer

Summaries drawn from our reviewed knowledge base, with related topics suggested.

03

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Try asking

Good places to start

What is CPF, and does it apply to me?

Counter-proliferation financing sits alongside AML/CFT as a core obligation. Firms must assess their exposure, screen against the UAE and UN lists, and freeze and report without delay on a confirmed match.

Explain the UAE AML law

Federal Decree-Law No. 10 of 2025 and Cabinet Resolution No. 134 of 2025 require a risk assessment, risk-based CDD and EDD, sanctions screening, transaction monitoring, goAML reporting, an appointed MLRO, independent audit and training.

Director duties under UAE Companies Law

Directors must act in good faith and within their powers, exercise prudent care, avoid conflicts and keep proper records, and can be held jointly liable for fraud, misuse of power, breach of law and mismanagement.

DIFC vs ADGM

The DIFC is regulated by the DFSA under its own common-law based framework; ADGM is regulated by the FSRA and applies English common law directly. They differ on activity scope, capital, timelines and treatment of novel models.

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